On-line and Dynamic Estimation of Rician Fading Channels in GSM-R Networks

B671801b688016898718badee0abbf0f?s=47 Yongsen Ma
October 29, 2012

On-line and Dynamic Estimation of Rician Fading Channels in GSM-R Networks

Presentation at IEEE WCSP 2012

B671801b688016898718badee0abbf0f?s=128

Yongsen Ma

October 29, 2012
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  1. 1.

    On-line and Dynamic Estimation of Rician Fading Channels in GSM-R

    Networks Yongsen Ma Pengyuan Du Xiaofeng Mao Chengnian Long International Conference on Wireless Communications and Signal Processing October 27, 2012 Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 1 / 29
  2. 2.

    Outline 1 Introduction Background Problem Formulation 2 On-line Estimation Measurement

    Framework Local Power Estimation 3 Performance Evaluation Implementation Evaluation Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 2 / 29
  3. 3.

    Outline 1 Introduction Background Problem Formulation 2 On-line Estimation Measurement

    Framework Local Power Estimation 3 Performance Evaluation Implementation Evaluation Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 3 / 29
  4. 4.

    Background GSM-R for high-speed railway The high-speed railway is critical

    for transporting commodities and passengers, and it has experienced rapid development recently. The primary consideration of high-speed railway is safety, which increasingly relies on the information and communication system. So it requires realtime measurement to ensure the reliability and stability of GSM-R networks and the high-speed railway system.1 1 G. Baldini, etc. An early warning system for detecting GSM-R wireless interference in the high-speed railway infrastructure. International Journal of Critical Infrastructure Protection, 2010. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 4 / 29
  5. 5.

    Background Require: On-line Monitoring System for GSM-R Networks 1 It

    is crucial to reduce the estimation overhead so that the on-line monitoring can be implemented and ensure the realtime reliability. 2 It is necessary to make dynamic measurement due to the feature of propagation environments along the high-speed railway routes. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 5 / 29
  6. 6.

    Background Require: On-line Monitoring System for GSM-R Networks 1 It

    is crucial to reduce the estimation overhead so that the on-line monitoring can be implemented and ensure the realtime reliability. 2 It is necessary to make dynamic measurement due to the feature of propagation environments along the high-speed railway routes. Difficulties: Speed 250-300km/h for China’s high-speed railway; Terrains mountains, viaducts, plains, etc. along the routes; Interface vulnerable to changes of propagation environments; Services the communication may be affected by measurement. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 5 / 29
  7. 7.

    Background Require: On-line Monitoring System for GSM-R Networks 1 It

    is crucial to reduce the estimation overhead so that the on-line monitoring can be implemented and ensure the realtime reliability. 2 It is necessary to make dynamic measurement due to the feature of propagation environments along the high-speed railway routes. Difficulties: Speed 250-300km/h for China’s high-speed railway; Terrains mountains, viaducts, plains, etc. along the routes; Interface vulnerable to changes of propagation environments; Services the communication may be affected by measurement. Advantages: Flat the propagation environments are generally flat; Fixed the trajectory and speed of trains are relatively fixed. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 5 / 29
  8. 8.

    Background Traditional Algorithms on Local Power Estimating Lee’s method proposed

    a standard process of local mean power estimation, which is determined in Rayleigh fading channels.2 Many other works are based on confidence degree or maximum likelihood estimation, but are also analyzed in Rayleigh channels.3 For the estimation of the received signal strength in Rician fading channels, the estimation overhead are usually high for GSM-R.4 The Generalized Lee method does not need a priori knowing of distribution function, but the optimum length of averaging interval is calculated by all the routes of the database with high overhead.5 2 W.C.Y. Lee. Estimate of local average power of a mobile radio signal. IEEE Transactions on Vehicular Technology, 1985. 3 Bo Ai. Theoretical analysis on local mean signal power for wireless field strength coverage. IEEE WCSP, 2009. 4 C. Tepedelenlio˘ glu. Estimation of doppler spread and signal strength in mobile communications with applications to handoff and adaptive transmission. Wireless Communications and Mobile Computing, 2001. 5 D. de la Vega, etc. Generalization of the Lee method for the analysis of the signal variability. IEEE Transactions on Vehicular Technology, 2009. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 6 / 29
  9. 9.

    Outline 1 Introduction Background Problem Formulation 2 On-line Estimation Measurement

    Framework Local Power Estimation 3 Performance Evaluation Implementation Evaluation Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 7 / 29
  10. 10.

    Problem Formulation Propagation Models 1 Since GSM-R networks are deployed

    along the railway routes with varied terrains, the propagation environments are very complex. 2 The cell radius is normally designed short, so the multi-path fading should be characterized by Rician fading in this case. (a) Viaduct (b) Tunnel (c) Mountain (d) Plain Figure 1 : Propagation environments and terrains of GSM-R networks Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 8 / 29
  11. 11.

    Problem Formulation Propagation Model: p2 r (x) = s(x)h(x) 1

    Shadowing fading: s(x) ∼ N m(x), σ2 s (1) 2 Multi-path fading: h(x) = 1 √ 1 + K lim M→∞ 1 √ M M m=1 amej(2π λ cos(θmx)+φm ) NLOS Components + K 1 + K ej( 2π λ cos(θ0x+φ0)) LOS Component (2) Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 9 / 29
  12. 12.

    Problem Formulation Measurement Procedures The procedures of propagation measurement in

    GSM-R networks is typically composed of the local mean power estimation, propagation prediction and model correction, as is demonstrated in Fig. 2. Local Power Estimation Received Signal AMP Propagation Prediction Model Correction ) (x P r ) (x S ) (x M 2 1 , K K Figure 2 : Basic Procedures of Radio Propagation Measurement Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 10 / 29
  13. 13.

    Outline 1 Introduction Background Problem Formulation 2 On-line Estimation Measurement

    Framework Local Power Estimation 3 Performance Evaluation Implementation Evaluation Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 11 / 29
  14. 14.

    Measurement Framework Sampling Frequency 1 Pr (x) is influenced by

    different environments as shown in Fig. 3a and Fig. 3b, it should be adaptive to the networks status. 2 Pr (x) is changing in both large and small time scale as shown in Fig. 3c, it should also be adaptive to this realtime fluctuation. -100 -80 -60 -40 -20 0 0 20 40 60 80 100 RSS(dBm) LOS NLOS -85 -80 -75 0 20 40 60 80 100 0 20 40 60 80 100 PDR(%) Time(s) (a) 0 0.2 0.4 0.6 0.8 1 -90 -60 -30 0 CDF RSS(dBm) T2, r4 T2, r5 T2, r6 (b) -100 -80 -60 -40 1 2 3 Signal strength (dBm) Time(s) Δt=10ms Δt=50ms Δt=100ms (c) Figure 3 : Character of RSS in mobile networks, composed of both of LOS and NLOS scenarios. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 12 / 29
  15. 15.

    Measurement Framework On-line Estimating Procedure The on-line estimating algorithm adopts

    the Lee’s standard procedure in the case of Rician fading channels. Fig. 4 illustrates the basic steps which mainly consist of the determination of proper length of statistical interval and required number of averaging samples. Signal Strength Dynamic Sampling Signal Strength Dynamic Sampling Fading Parameters Dynamic Estimating Fading Parameters Dynamic Estimating Statistics Interval Statistics Interval Geographic Information System Geographic Information System Mobile Station's Speed and Direction Mobile Station's Speed and Direction Received Signal Sampling Numbers Figure 4 : On-line and Dynamic Estimation of Rician Fading Channels Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 13 / 29
  16. 16.

    Outline 1 Introduction Background Problem Formulation 2 On-line Estimation Measurement

    Framework Local Power Estimation 3 Performance Evaluation Implementation Evaluation Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 14 / 29
  17. 17.

    Local Power Estimation EM algorithm for Rician estimation νk+1 =

    1 N N i=1 I1 νk zi σ2 k I0 νk zi σ2 k zi (3) σ2 k+1 = max 1 2N N i=1 z2 i − ν2 k 2 , 0 (4) where N is the number of samples. The initial values are: 6 ν0 =  2 1 N N i=1 z2 i 2 − 1 N N i=1 z4 i   1/4 (5) σ2 0 = 1 2 1 N N i=1 z2 i − ν0 (6) 6 T.L. Marzetta. EM algorithm for estimating the parameters of a multivariate complex Rician density for polarimetric SAR. Interna- tional Conference on Acoustics, Speech, and Signal Processing, 1995. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 15 / 29
  18. 18.

    Local Power Estimation Length of Statistical Intervals The local mean

    power can be estimated by the integral spatial average of p2 r (x): ˆ s = 1 2L y+L y−L p2 r (x)dx = s 2L y+L y−L h(x)dx (7) σ2 ˆ s = 2(n − 1) n2(1 + K)2 n 0 g(K; ρ)dρ (8) Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 16 / 29
  19. 19.

    Local Power Estimation Length of Statistical Intervals The local mean

    power can be estimated by the integral spatial average of p2 r (x): ˆ s = 1 2L y+L y−L p2 r (x)dx = s 2L y+L y−L h(x)dx (7) σ2 ˆ s = 2(n − 1) n2(1 + K)2 n 0 g(K; ρ)dρ (8) ⇓ Pe = 10 log 10       2σ2+ν2 2σ2 n + 2(1 + n) n 0 g ν2 2σ2 ; ρ dρ 2σ2+ν2 2σ2 n − 2(1 + n) n 0 g ν2 2σ2 ; ρ dρ       (9) Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 16 / 29
  20. 20.

    Local Power Estimation Ν=0 (Rayleigh) Ν=10 Ν=8 Ν=6 Ν=4 Ν=2

    0 20 40 60 80 100 0.0 0.5 1.0 1.5 2.0 2L Λ P_e dB Pe (dB) 2L/Ȝ (a) σ = 1 Ν=0 (Rayleigh) Ν=2 Ν=4 Ν=6 Ν=8 Ν=10 0 20 40 60 80 100 0.5 1.0 1.5 2.0 2L Λ P_e dB Pe (dB) 2L/Ȝ (b) σ = 3 Ν=0 (Rayleigh) Ν=2 Ν=10 Ν=8 Ν=6 Ν=4 0 20 40 60 80 100 0.5 1.0 1.5 2.0 2.5 2L Λ P_e dB Pe (dB) 2L/Ȝ (c) σ = 5 Ν=0 (Rayleigh) Ν=10 Ν=8 Ν=6 Ν=4 Ν=2 0 20 40 60 80 100 0.5 1.0 1.5 2.0 2.5 2L Λ P_e dB Pe (dB) 2L/Ȝ (d) σ = 7 Figure 5 : Proper Length of Statistical Intervals Pe = 1dB ⇓ 2L = f2L(λ; ν, σ) Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 17 / 29
  21. 21.

    Local Power Estimation Number of Averaging Samples The received power

    r2 = 2σ2 + ν2 ≈ 1 N N i=1 z2 i can be calculated by (3) and (4), then the expectation and variance of r2 can be calculated: ¯ r2 = E r2 = 1 N E N i=1 z2 i = σ2 N 2N + ν2 (10) σ¯ r2 = D r2 = 1 N2 D N i=1 z2 i = σ4 N2 4N + 4ν2 (11) Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 18 / 29
  22. 22.

    Local Power Estimation Number of Averaging Samples The received power

    r2 = 2σ2 + ν2 ≈ 1 N N i=1 z2 i can be calculated by (3) and (4), then the expectation and variance of r2 can be calculated: ¯ r2 = E r2 = 1 N E N i=1 z2 i = σ2 N 2N + ν2 (10) σ¯ r2 = D r2 = 1 N2 D N i=1 z2 i = σ4 N2 4N + 4ν2 (11) ⇓ Qe = 10 log 10 ¯ r2 + σ ¯ r2 ¯ r2 = 10 log 10 σ2 N 2N + ν2 + 2σ2 N √ N + ν2 σ2 N (2N + ν2) = 10 log 10 2N + ν2 + 2 √ N + ν2 2N + ν2 (12) Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 18 / 29
  23. 23.

    Local Power Estimation Ν=0 (Rayleigh) Ν=10 Ν=8 Ν=6 Ν=4 Ν=2

    0 20 40 60 80 100 0.4 0.6 0.8 1.0 1.2 N Q_e dB N Qe (dB) Figure 6 : Required Number of Averaging Samples Number of Samples Qe = 1dB ⇓ N = fN(λ; ν, σ) Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 19 / 29
  24. 24.

    Local Power Estimation Ν=0 (Rayleigh) Ν=10 Ν=8 Ν=6 Ν=4 Ν=2

    0 20 40 60 80 100 0.4 0.6 0.8 1.0 1.2 N Q_e dB N Qe (dB) Figure 6 : Required Number of Averaging Samples Number of Samples Qe = 1dB ⇓ N = fN(λ; ν, σ) ⇓ Sampling Intervals ∆d = 2L/N Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 19 / 29
  25. 25.

    Local Power Estimation Ν=0 (Rayleigh) Ν=10 Ν=8 Ν=6 Ν=4 Ν=2

    0 20 40 60 80 100 0.4 0.6 0.8 1.0 1.2 N Q_e dB N Qe (dB) Figure 6 : Required Number of Averaging Samples Number of Samples Qe = 1dB ⇓ N = fN(λ; ν, σ) ⇓ Sampling Intervals ∆d = 2L/N ∆d = 2L/N = f2L (λ; ν, σ)/fN (λ; ν, σ) = fd (λ; ν, σ) ∆d ⇐ statistical interval 2L and number of averaging samples N; ∆d ⇒ measurement accuracy and overhead of on-line estimation. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 19 / 29
  26. 26.

    Local Power Estimation Distance Driven: ∆d 1 SDU: the radars

    and speed sensors are required 2 GPS: the accuracy is limited with additional overhead of communication Time Driven: ∆t 1 Accuracy: the speed and wave length are steady 2 Overhead: the system only needs vocality information from speed sensor d x vtrain · t forward track BS MS Figure 7 : The distance between MS and BS. Moving Distance Since BSs are settled so close to the railway track, the relative distance of MS and BS can be deemed as ∆x = vtrain · ∆t. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 20 / 29
  27. 27.

    Outline 1 Introduction Background Problem Formulation 2 On-line Estimation Measurement

    Framework Local Power Estimation 3 Performance Evaluation Implementation Evaluation Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 21 / 29
  28. 28.

    Implementation Platform of On-line Monitoring System Hardware: The CPU is

    RTD’s CME137686LX-W, and the GSM-R module is COM16155RER-1 using Triorail’s engine TRM:3a. Software: The software is developed by Microsoft .NET Compact Framework in C#, and it can run on Windows XP/CE/Mobile. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 22 / 29
  29. 29.

    Implementation Platform of On-line Monitoring System Hardware: The CPU is

    RTD’s CME137686LX-W, and the GSM-R module is COM16155RER-1 using Triorail’s engine TRM:3a. Software: The software is developed by Microsoft .NET Compact Framework in C#, and it can run on Windows XP/CE/Mobile. (a) Hardware Design (b) Software Development Figure 8 : Um Interface Monitoring System for GSM-R Networks Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 22 / 29
  30. 30.

    Implementation Algorithm Implementation and System Design The raw data is

    processed by the on-line estimation algorithm to provide current network status and conduct next signal sampling. The algorithm can also provide received signal strength prediction, and it will give the warning information when it is necessary. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 23 / 29
  31. 31.

    Implementation Algorithm Implementation and System Design The raw data is

    processed by the on-line estimation algorithm to provide current network status and conduct next signal sampling. The algorithm can also provide received signal strength prediction, and it will give the warning information when it is necessary. Hardware Algorithm Software RSS Current cell Neighbor cell TCH Data Voice Predict and Warning Raw RSS and Traffic GSM-R Networks Δd, Δt 2L, N ν, σ vtrain EM update (a) GSM-R Networks Um Abis A MS------BTS------BSC------MSC------OMC------ Propagation Measurements Correction Prediction Estimation Um Interface L1 LAPDm RR MM CM CC SS SMS Channel Adaption Layer Service Layer AT Command AT Command Link Quality Measurements Network Device MAC Active Passive Cooperative Hardware and Software Measurement Algorithm (b) Figure 9 : Measurement framework and algorithm implementation Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 23 / 29
  32. 32.

    Outline 1 Introduction Background Problem Formulation 2 On-line Estimation Measurement

    Framework Local Power Estimation 3 Performance Evaluation Implementation Evaluation Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 24 / 29
  33. 33.

    Evaluation Experiments The experiment is carried out by the on-line

    monitoring system. The data was collected on Beijing-Shanghai high-speed railway. The collected data is also analyzed and evaluated by simulation. Figure 10 : Experimental Results along Beijing-Shanghai High-speed Railway Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 25 / 29
  34. 34.

    Evaluation Results ∆d is more larger compared to Lee’s method

    when K = 0, which means the multi-path fading is Rayleigh distributed. ∆d may be not so small although 2L decreases, for n < 5 when the terrains gradually become flat until ν > 10. Table 1 : Summary of Experiment Results Terrain K(dB) ν σ 2L(λ) N ∆d(λ) ∆d(m) vtrain(km/h) 200 250 300 ∆t(ms) NLOS* 0 - - 40 36 1.1 0.367 2.20 1.76 1.47 Intensive 0 0 1 55 15 3.7 1.222 7.33 5.86 4.89 2 4 2 18 12 1.5 0.500 3.00 2.40 2.00 4 5.6 2 9 9 1.0 0.333 2.00 1.60 1.33 6 6 3 20 7 2.9 0.967 5.80 4.64 3.87 8 12 3 8 1 8.0 2.667 16.00 12.80 10.67 Open 10 18 4 12 1 12.0 4.000 24.00 19.20 16.00 * Caculated by Lee’s method in the case of Rayleigh fading Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 26 / 29
  35. 35.

    Evaluation The long-term and short-term fading are differentiated separately. 1

    Long-term: propagation prediction by ML or MMSE estimator.7 2 Short-term: hysteresis selection in handoff algorithms.8 -100 -90 -80 -70 -60 -50 -40 0 50 100 150 200 250 300 350 400 450 500 Signal strength (dBm) Distance along the route (m) ν=18, σ=4 2L=12, N=1 Δd=4, Δt=19 ν=4, σ=2 2L=18, N=12 Δd=0.5, Δt=2.5 received long-term (a) Signal Strength -30 -25 -20 -15 -10 -5 0 5 10 15 20 0 50 100 150 200 250 300 350 400 450 500 Short-term fading (dB) Distance along the route (m) (b) Short-term Fading Figure 11 : Measurement Results 7 L. Gopal, etc. Power estimation in mobile communication systems. Computer and Information Science, 2009. 8 K.I. Itoh, etc. Performance of handoff algorithm based on distance and RSSI measurements. IEEE Transactions on Vehicular Technology, 2002. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 27 / 29
  36. 36.

    Evaluation Conclusions 1 The on-line and dynamic estimation algorithm and

    Um monitoring system is designed, and be tested by experiments&simulations. 2 EM algorithm is employed to reduce the estimation overhead: only the most recent samples instead of all routes of the database; 3 The measurement accuracy is guaranteed without unnecessarily frequent sampling: 12λ compared to Lee’s 1.1λ for LOS signal. The estimation algorithm can be used in upper layer applications: network planning with lower overhead, e.g., coverage assessment; real-time operating with dynamic adjustment to the time and space changes, e.g., channel allocation, power control and handoff; Since Rician fading is the generalized model of multi-path fading channels, the algorithm can also be introduced to other networks. Yongsen Ma (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 28 / 29
  37. 37.

    On-line Estimation of Rician Fading Channels THANKS! http://yongsen.github.com Yongsen Ma

    (SJTU) On-line Estimation of Rician Fading Channels WCSP ’12 - WCS 29 / 29