Launch your own AMC Issuance Platform

Transcript

1. 1 Launch your own AMC Issuance Platform Zurich, 07 June 2023
2. 2 Agenda GenTwo Success Story Actively Managed Certificate (AMC) AMC Issuance Platform GenTwo Offering 1 2 3 4 5 Q&A
3. 3 A success story 2.8B+ Assets under service 250+ Clients & issuance platforms 1000+ Investment products 2018 2019 2020 2021 2022 2.8B+ USD Est. TRACKER 20% CLN 12% AMC 68% Product types Market types PRIVATE 40% HYBRID 9% PUBLIC 44% DIGITAL 7% 80+ Employees GenTwo in numbers
4. 4 16% VCs, Private Equity Specialists and Project Financing 34% Banks, Brokers, Exchanges 50% Asset Managers, Family Offices 250+ Clients and partners Media Client structure A growing ecosystem Selection of partners and clients
5. 5 Americas Bahamas Bermuda Brazil Canada Cayman Islands Chile United States of America Uruguay Virgin Islands, British Geographical expansion of GenTwo Europe Austria Belgium Cyprus Estonia Finland France Germany Gibraltar Italy Jersey Liechtenstein Luxembourg Malta Netherlands Norway Portugal United Kingdom Spain Sweden Switzerland APAC Australia Hong Kong Israel Singapore Middle East United Arab Emirates Africa Mauritius South Africa Target Locations Borrower Fund Private Equity, IP,& Projects 15 31 65 2 3 2 8 109 37 69 1 1 Client locations
6. 6 All assets: Turn any investment idea into a bankable security Your Investment Idea – our Solutions Structured Products Equities Commodities Funds, ETFs, ETPs Bonds Quantitative Investment Strategies Private Markets Public Markets Digital Markets Private Equity Private Debt Real Estate Energy Infrastructure Collectables & all other assets Crypto-currencies DeFi Tokens Crypto Mining NFTs & Metaverse High-Frequency Trading Strategies
7. 7 Actively Managed Certificate (AMC) An AMC is a fund-like instrument, which enables Strategy Managers to pool investors in a single trading account and execute their tailored investment strategy. AMC benefits • Investors across the globe can subscribe via their banks using the ISIN of the note, in a fully standardized way. • No need for AML/KYC onboarding on the investors (subscription via their banks). • One single AMC can be used to implement a thematic strategy on equities, fixed income or any other liquid asset such as funds. • The Strategy Manager can actively rebalance the portfolio of the AMC at his discretion, via the e-banking of his chose broker/custodian for the specific product - with one transaction for all client accounts. • Standard framework for upfront fees (Subscription, Distribution) and accruing fees (Management, Administration, Performance).
8. 8 AMC Issuance Platform Each GenTwo partner and broker/banking counterpart can operate a dedicated issuer, enabling their clients to access AMCs. • Each Issuer is a stand-alone legal entity, thus no bank issuer risk for the investors • Fully white-labeled, at the Issuer but also AMC level • New revenue stream for the banking partner: new Net New Assets, execution and custody fees • Possibility to create custom strategies per client, even combining traditional assets with alternative ones (private equity, debt, real estate, etc) in the same AMC Ultimately: enabling an additional business line (AMC offering), able to generate upfront & re-occurring revenues while adding NNAs.
9. 9 Product segregation setup *Delivery vs. payment Protected Cell [ISIN B] AMC 2 Product Manager 2 Broker / Custodian Cash / Note End Investors DVP* ABC Issuer PCC Limited Platform Advisor Protected Cell [ISIN A] AMC 1 Product Manager 1 Broker / Custodian Cash / Note End Investors DVP* Protected Cell [ISIN C] AMC 3 Product Manager 3 Broker / Custodian Cash / Note End Investors DVP* • Off-balance-sheet • Complete product segregation through protected cells • Unlimited number of AMCs • ISIN code • Your choice of Broker / Custodian
10. 10 Your product on Bloomberg Access your asset as a tradeable and investable security
11. 11 Your investment strategies are now available through additional distribution channels GenTwo Offering in a nutshell *Investment restrictions may apply depending on the underlying assets of the product Distribution – Minimum investment: USD/CHF 10 k – Unlimited number of investors – Across Asset Classes – Institutional/Professional Investors globally (standard offering)* – Retail Distribution within Switzerland only Retail Investors – Final Terms, Key Information Document (KID) – Base Prospectus – Created by GenTwo (one per SPV) – Registered with the Swiss Prospectus Office – Annual renewal process (by GenTwo) – Annual audit provided by default – Collateral Agent appointment – Dedicated SPV webpage publicly available
12. 12 GenTwo PRO Your online Portal Oversee all your issuance platforms, products and workflows in our digital portal app.gentwo.com
13. 13 GenTwo AG - All rights reserved - 2023 - This publication is provided for information purposes only and should not be considered a binding offer for the conclusion of a contract. GenTwo AG preserves the right to introduce changes to the conditions described in it and/or to agree on other conditions with the individual customer. GenTwo AG is not liable for costs occurring in connection to the establishment, existence or dissolution of the issuance vehicle set up which do not originate from GenTwo AG. 2023 Theodoros Giannakopoulos Chief Investment Solutions ted.giann@gentwo.com +41 44 244 74 42 GenTwo AG Brandschenkestrasse 45 CH-8002 Zurich www.gentwo.com contact@gentwo.com Expanding the investment universe, together.
14. 14 GenTwo AMC offering Issuer Dedicated SPV (no bank issuer credit risk) Jurisdiction Guernsey Clearing Broker SIX SIS (Swiss Exchange) Eligible Investors Insti/Prof Investors, retail investors in CH Minimum trade size USD 10 k Distribution Global, Private Placement 871(m) Compliance Supported Paying Agent Switzerland, Luxembourg Security CH or XS ISIN Custodian Custodian & Broker (Manager’s choice) Price Quotation SIX/Telekurs, Bloomberg Secondary Market Standard DVP secondary market Valuation Daily Listing Vienna Stock Exchange Underlyings: entire investment universe • Structured Products • Equities • Commodities • Funds, ETFs, ETPs • Bonds • Quantitative Investment Strategies